REGULUS
The Statutory Early Warning Compliance tool for RBI & NHB regulated lenders.
Action Tracked. Accountability Defined. Compliance Proven.
Overview
Compliance captured at the moment
risk appears
REGULUS is a compliance tool system designed for institutions operating under RBI and NHB supervision. It serves as the Statutory Early Warning Register, ensuring that every qualifying Early Warning Signal is formally recorded, reviewed, and closed with documented evidence.By capturing ownership, timelines, supporting documentation, and supervisory actions, REGULUS ensures that institutions can demonstrate how risks were handled — not just that they were detected.
1
Signal Detected
Early Warning captured in statutory compliance tool
2
SOP Mapped
Regulatory expectations linked to signals
3
Ownership Assigned
Accountable person defined for action
4
Evidence Captured
Documentation and approvals recorded
5
Inspection Ready
Complete audit trail available on demand
PROBLEM
Detection isn't compliance
Most institutions detect Early Warning Signals but struggle to maintain structured compliance records.
Common Failures
Scattered Evidence
Evidence is scattered across emails, spreadsheets, and systems
Inconsistent Ownership
Ownership and review timelines are inconsistently recorded
Unstructured Approval
Risk acceptance and approvals lack structured documentation
Manual Compilation
Inspection preparation requires manual compilation of records
Turning Detection into Compliance
REGULUS converts fragmented signals into structured, accountable, and inspection-ready compliance records.
A compliance control system that converts every risk signal into a time-bound, accountable record.It ensures every action is tracked and backed with verifiable evidence.
Every signal is assigned to a clear owner with responsibility and timelines.No ambiguity — ownership is visible and enforced.
Risk acceptance and approvals are recorded with full documentation and audit trail. Every decision is traceable, verifiable, and defensible.
Board Packs and Inspection Packs are generated instantly from the system.No manual compilation — compliance is always ready.
It ensures timely action, clear visibility of exposure, and structured compliance. Compliance is not explained later — it is proven in real time.
REGULUS ensures compliance is not recreated later — it is captured in real time.
Core Capabilities
Seven pillars of
regulatory discipline
Statutory Early Warning Register
Maintains a central system of record for all qualifying Early Warning Signals, ensuring consistent documentation across the portfolio.
Functional Features
Built for regulatory rigour.
Centralised statutory Early Warning Register
Signal-level regulatory SOP mapping
Evidence-linked compliance documentation
Ownership and accountability tracking
Regulatory ageing and timeline monitoring
Risk acceptance and approval records
Board pack and inspection pack generation
Complete audit trail for supervisory review
BUSINESS OUTCOME
From reactive to inspection-ready
REGULUS transforms compliance from a periodic exercise into a continuous, demonstrable discipline.
100%
Audit-ready
Continuous inspection readiness for regulatory reviews
360°
Visibility
Clear documentation of how Early Warning Signals are handled
Reduced Effort
Reduced manual effort during RBI / NHB inspections
100%
End-to-end
AccountabilityImproved governance and accountability in risk handling
Real-time
ReportingStronger supervisory transparency for boards and leadership.
Org-wide
CoverageStructured compliance discipline across the institution
Ready to make every signal inspection-ready?
From register → board pack → inspection pack, REGULUS™ ensures every action is tracked, documented, and provable
Insights
From the EarlySafe Blog
